Florida Investment Misconduct Attorneys
Our law firm has represented numerous investors and Wall Street employees nationwide and recovered millions of dollars from Wall Street brokerage firms on their behalf.
Attorneys at Scarlett & Gucciardo have over thirty-five (35) years of combined experience handling arbitration proceedings for victims of stockbroker misconduct and unlawful employment practices. We aggressively represent our clients seeking recovery of money lost through improper investments or money damages for inappropriate employer conduct.
STOCK BROKER AND BROKERAGE FIRM MISCONDUCT
Stockbrokers, brokerage firms and other Wall Street representatives are required to act in the clients’ best interests at all times. Unfortunately, these financial industry representatives often act in their own interest and disregard what’s best for the client. Examples of most frequently seen misconduct include trading accounts without clients’ authorizations (unauthorized trading), making investment recommendations inconsistent with clients’ investment objectives (unsuitability), unauthorized and/or excessive use of margin. See our section AM I A VICTIM for more detailed information about stockbroker and brokerage firm misconduct.
EMPLOYMENT MISCONDUCT BY BROKERAGE FIRMS
Wall Street brokerage firms and their employees often engage in serious employment misconduct against their own employees including sexual harassment, wrongful termination, retaliation, filing of false disclosures, defamation and withholding of commissions. The attorneys at Scarlett & Gucciardo vigorously prosecute all such claims on behalf of Wall Street employees.
If you are a client or an employee of a Wall Street brokerage firm who is a victim of any of the misconduct described above, please call our law firm for a free consultation.
